Licences
Brokerage, EMI and fund licensing in 35 jurisdictions
Onshore EU regimes, established offshore and midshore hubs, and the major Asia-Pacific centres. Choose a jurisdiction to see what its licence permits and who it suits, or tell us your model and we will recommend where it should live.
Europe
16Middle East & Africa
5Americas
7Electronic money and payment institution licensing
29Where BrokLicense licenses electronic money institutions and payment institutions, for firms that issue stored value or move client funds. A jurisdiction is listed here only where this permission genuinely exists, so coverage differs from the brokerage and investment firm list above.
- United KingdomFCA
- ItalyBanca d'Italia
- GermanyBaFin
- SpainBanco de España
- AustriaFMA
- IrelandCentral Bank of Ireland
- SwitzerlandFINMA
- MaltaMFSA
- CyprusCentral Bank of Cyprus
- GibraltarGFSC
- BulgariaBulgarian National Bank
- LatviaLatvijas Banka
- LithuaniaBank of Lithuania
- RomaniaNational Bank of Romania
- HungaryMagyar Nemzeti Bank
- Czech RepublicCzech National Bank
- United Arab EmiratesCentral Bank of the UAE
- MauritiusBank of Mauritius / FSC Mauritius
- United StatesState regulators / FinCEN
- CanadaFINTRAC / Bank of Canada
- British Virgin IslandsBVI FSC
- Cayman IslandsCIMA
- BahamasCentral Bank of The Bahamas
- Hong KongHKMA
- SingaporeMAS
- LabuanLabuan FSA
- JapanJFSA
- AustraliaASIC / APRA
- New ZealandFMA / DIA
Fund and asset management licensing
31Where BrokLicense licenses fund managers and discretionary asset managers, for firms running pooled vehicles or segregated mandates. A jurisdiction is listed here only where this permission genuinely exists, so coverage differs from the brokerage and investment firm list above.
- United KingdomFCA
- ItalyBanca d'Italia / CONSOB
- GermanyBaFin
- SpainCNMV
- AustriaFMA
- IrelandCentral Bank of Ireland
- SwitzerlandFINMA
- MaltaMFSA
- CyprusCySEC
- GibraltarGFSC
- BulgariaFSC Bulgaria
- LatviaLatvijas Banka
- LithuaniaBank of Lithuania
- RomaniaASF
- HungaryMagyar Nemzeti Bank
- Czech RepublicCzech National Bank
- United Arab EmiratesSCA / DFSA / FSRA
- South AfricaFSCA
- MauritiusFSC Mauritius
- SeychellesFSA Seychelles
- United StatesSEC / state regulators
- CanadaProvincial securities commissions
- British Virgin IslandsBVI FSC
- Cayman IslandsCIMA
- BahamasSCB
- Hong KongSFC
- SingaporeMAS
- LabuanLabuan FSA
- JapanJFSA
- AustraliaASIC
- New ZealandFMA
Discuss your mandate in confidence
Every engagement begins under a mutual NDA. Set out the firm you intend to operate and the timeline you are working to, and you leave the first consultation with a recommended jurisdiction, the route to the licence, and a defined scope of work.
Prefer email? info@broklicense.com